Tolstoj and Symbolic
Castration:
On Love and Death in Russian fin-de-siècle
Culture
Lillian J. Helle
University of Bergen
Love and death seem traditionally
to be inextricably bound together in Russian culture. The idea
that Eros encompasses Thanatos has been an active part of Russian
intellectual, psychological and religious mentality. In this
way a unity between love and death is established, a unity in
which carnal desire at the same time becomes a desire for destruction.
Pleasure and pain are one and the same thing, as the poet Aleksandr
Blok puts it.
The other side of sexuality is always suffering and decay. In
this perspective erotic passion becomes ambiguous, since it not
only leads to sexual gratification, but also to human loss.
The ambivalent relation between love and death has not
least been thematized by the author Lev Tolstoj. In the texts
of his so-called second period, from 1880 until his death in 1910,
this is one of the major topics. Tolstoj s focus on the deathly
potential of eroticism is related to the deep crisis he experiences
around 1880, a crisis resulting in a drastic break with all his
earlier values. This crisis leads the author to dissociate himself
from his entire literary production before 1879, including great
novels like Anna Karenina andWar
and Peace (Vojna i mir). During
the last thirty years of his life, Tolstoj tries to communicate
a completely different ideology. This ideology is also known as
Tolstoyism, that is, a rationalized, moralistic Christianity devoid
of all mystical and miraculous aspects.
For our purposes it is however most interesting that Tolstoj
s new position involves a break with his previous positive evaluation
of the family: In his earlier works, family life (that is, legal
family life) is seen as a protection against the dark destructive
forces of existence. In the texts after 1880 we observe that the
family becomes problematic, since it is connected to sex, which
he now radically rejects. Instead Tolstoj argues for a total repudiation
of all sexuality, whether marital or extramarital. His reason
for taking this standpoint is that the sexual drive threatens
the inner integrity of the individual, leading away from the moral
voice Tolstoj believes inhabits our inner universe. This moral
and divine voice is never more distant than during the sexual
act. In such moments our spiritual ego dies and the animal nature
takes over, he claims, with clear reference to a well-known Christian-platonic
dichotomy between the ideal and the empirical ego. For the mature
Tolstoj nothing was more traumatic, nothing more animalistic,
nothing more deadly for our moral self than sexual intercourse,
which he expressed himself in the following way: Human beings
must suffer earthquakes, epidemics, the most horrible diseases
and all sorts of agony, but the greatest tragedy in human life
has been, is and always will be the tragedy of the bedroom.
In a work like The Kreutzer Sonata
(Krejcerova sonata) from 1889, the tragedy of the bedroom emerges
with the greatest urgency: Here we see precisely how married life,
conjugal eroticism, brings the fictive married couple to moral
decay and finally to violent death: The story ends with the main
character brutally killing his wife in an attack of sexual jealousy,
making the connection between erotic lust and annihilation perfectly
clear. When one surrenders to passion, one is actually embracing
Death or the Devil, as a well-known text from this period will
have it ( D javol, 1889). Sexual love is always synonymous
with destruction and results in the loss of the subject, whether
this has concrete expression in gruesome murders as in The
Kreutzer Sonata, or whether it must
be conceived of in a more spiritual manner.
The author s negative view of sex leads, naturally, to
a negative view of the cycle of reproduction. Children, often
considered a positive image of the uninterrupted continuation
of life, become in Tolstoj an image of human mortality. For the
author the child becomes in a certain sense a premonition of death,
reminiscent of the speculations of the philosopher Nikolaj Fedorov
(1829-1903). The child is
like a wormeaten fruit, a product of the perverting power of sexuality
and a confirmation that the human being occupies a world of moral
sin.
In Tolstoj s second period we see how birth and offspring
are linked to the infernal and children die in a striking way
in his works. This is noticeable especially in a late work like
Resurrection (Voskresenie) from
1899. In this novel the portrayal of sexual relations is
presented in very dark tones. Significantly, it is intimated that
fertilization itself is a moment marked by death, like an infection
by a deathly contagion. Similarly, pregnancy is associated with
something ominous and sinister. The main character, Count Nekhljudov,
who has gradually become more and more ascetic, typically makes
the following disgusted reflection with regard to his sister:
And each time he heard she was pregnant he felt like condoling
with her for again having been infected with something evil.
For (the late) Tolstoj the seed of our perishability lies
in the coming into existence of the child. Every birth is an outer
expression of our ties to bondage and the realm of necessity,
a painful manifestation of our raw and animalistic sides having
killed our spiritual ego. In order to avoid being entangled in
moral death human beings must strive for absolute abstinence,
no matter how difficult this demand might seem. In Tolstoj s
poetic formulation, the ideal of chastity is the compass and the
star by which people must navigate during their journey on the
open sea of life.
For the author it does not constitute a problem that humanity
would die out if reproduction were to come to a halt. To voluntarily
abstain from having offspring is rather a sign that humanity had
reached its perfect state. As such it would have realized its
highest potential, and the natural consequence would be that it
ceased to exist.
In his late period Tolstoj defends asexual marriages as
an arena of liberty for both women and men. His idealization of
chastity seems however to be based on clichéd conceptions,
a conventional fear of women as a threat to men s spiritual being.
We can therefore speak of a striking ambivalence in his view of
sexual abstinence: On the one hand this should contribute to emancipating
the woman from the repressive circle of sexuality, realizing her
spiritual potential. On the other hand the author s assumptions
were based on well-known prejudices about sex and gender, which
I will briefly comment on.
For Tolstoj women were frightening because they, unlike
men, do not act on what he refers to as the dictates of their
reason (512). In contrast to men, they are emotional and closer
to the instinctual life, that is, the so-called abominable animal
nature of man (390). This animalistic sensuality gives them
what he conciders a detestable power (390). Women, in Tolstoj
s account, cynically take advantage of this power, which is especially
dangerous because it is both alluring and repulsive at the same
time. From this perspective the body of a woman becomes a temple
of perversion, a hotbed of all kinds of raw and self-indulgent
inclinations. Her physical attributes, her bodily grace and beauty
are transformed to depraved and demonic phenomena. This demonization
is clearly seen in the anxious relation of the previously mentioned
Count Nechljudov to his deceased mother. In particular this becomes
evident in his ambiguous feelings for his mother s portrait,
feelings which seem to originate in Oedipal-incestuous wishes:
She was (writes Tolstoj):
wearing
a low-cut gown of black velvet. The artist had evidently taken
great pains over the modelling of the bosom, and the shadow between
the breasts, and the dazzingly beautiful shoulders and neck. This
was absolutely disgraceful and disgusting. There was some-thing
revolting and profane in this representation of his mother as
a half-naked beauty [...] How disgusting! he said to himself
again, looking up at the half-naked woman with her superb marble
shoulders and arms [...] Disgraceful and disgusting, disgusting
and disgraceful (138).
As Tolstoj presents her, woman
is reduced to a sexual manipulator who, through a set of conscious
and unconscious strategies, endangers man s spiritual purity.
Through Nechljudov s reflections, which in many respects clearly
are concurrent with the author s, a primitive fear of woman as
the negative other emerges: Not only for the prostitute, thinks
the Count, but also for the upper class woman the smiles held
the same meaning (390). The aristocratic woman
pretends that she has no such thought in her mind [...] whereas at
bottom they re the same. [The prostitute] at least is truthful:
the other one lies. Besides, the [prostitute] has been driven
to the straits by necessity, while the other amuses herself playing
with the enchanting, revolting and dreadful passion. The streetwalker
is like filthy stinking water to be offered only to those whose
thirst overcomes their aversion; but the [so called respectable]
woman is like a virus imperceptibly poisoning everything it touches
(391).
According to Tolstoj it is the
female Eros that activates the sexual mechanisms. The origin of
sexuality is always in the woman: She is the one who initiates
the almost infernal sexual processes by way of her licentious
sexual instincts, her innate erotic power being the cause behind
all perverted and abnormal sexual behavior on the part of the
man. In the light of such assumptions, Tolstoj s attempt to liberate
woman from the yoke of sexuality is put in an ambiguous perspective:
There is much to suggest that the author s emancipation project
only formulates and rehabilitates traditional misogynous conceptions
of female sexuality: In a woman s embrace is concealed the
death of man.
Symptomatically, the women who are appreciated in Tolstoj
are those who suppress their sexual nature. Only through virginity
can woman be of value. By rejecting her sexual sides she creates
a sphere of activity where she can develop to a true individual.
Highly characteristic for these idealized women is their intense
loathing for erotic relations: for them sexual love becomes something
repugnant and offensive
to human dignity (473). Since
sex is by definition offensive, we must understand it as a
deviation from a worthy and moral human existence, an anomaly
or abnormality one must try to deny. Each individual must
undergo a process of purification, a desexualizing cleansing,
and the task of humanity is to fight against nature, to bridle
instinctive impulses by cultivating them through a conscious and
disciplined abstinence.
Taking into account Tolstoj s strong anxiety for everything
carnal, it is not surprising that he presents the asexual fellowship
of monasticism as an ideal. Women can approach this ideal through
a nunlike, chaste mentality in which their feminine aspects are
annulled in favor of a neutral personality. Through such ascetic
strivings they may escape from their gender and avoid the destructive
polarization between the sexes. Men can undertake a similar negation
of their sexual identity, and be transformed to sexually neutral
beings through a corresponding ascetic-monastic way of life. As
becomes evident, this is a way of life in line with the norms
of chastity in the hagiographic tradition.
Asceticism is thus an important message in the late Tolstoj.
In a period marking the transition to modernity, the author reactivates
in a rather idiosyncratic manner early Christianity s hostile
attitudes toward the flesh. We recognize in his program the first
Christians argumentation for the imminent end of this world,
their rejection of everything having to do with sexuality, and
their fear for the uncontrollable sides of the female body,
even though these early Christian ideas now are freed from their
original religious references. The result in Tolstoj is a blindness
to the fact that erotic love can encompass elements of tenderness,
friendship and spirituality. This blindness could also be
a problematic legacy from early Christianity, especially from
the influential patriarch Augustine. The Augustinian distrust
of the body created in Christian culture what Peter Brown has
called a darkened humanism.
There is much to indicate that Tolstoj shows traces of such a
dark and twisted humanism with respect to sex and gender.
Although Tolstoj can be said to represent a specific revitalization
of the renunciation of the body, so characteristic of early Christianity
and later monasticism, in his view of sexuality he is at the same
time deeply rooted in a living and contemporary Russian tradition.
Through his drastic negation of all sexual life Tolstoj can namely
be seen as a representative for a certain spiritual skopetstvo,
which could be translated into English as spiritual castration.
Thus he situates himself in a peculiarly Russian cultural context,
which I would like to elaborate a little further:
As I have emphasized, sexuality in the traditional Russian
mentality seems to be identified with death. Perhaps this acute
anxiety for everything carnal is connected to Eastern Christianity
s strong bend toward asceticism. In parts of the Eastern church
there is an almost gnostic aversion to matter, a radical distinction
between spirit and body, where the life of the body is related
to a demonic dimension. Such ideas are especially clear in the
Russian sects. The first of these sects is established at the
end of the 1600 s, as a protest against reforms in official orthodoxy.
These sectarian peasants lived completely on the perifery of established
institutions. To a conspicuous degree their belief was concentrated
on sexual life as an obstacle to individual salvation, and reproduction
in particular was considered an evil because it chains us to this
vale of tears. They strived therefore, like the first Christians,
toward ending the generic process of birth and procreation. Only
by preventing the begetting of children could death paradoxically
be conquered.
In the different sects various ceremonies and rituals take
the role of the holy scripture, which is thus superseded by concrete
rites and practices. Sometimes we see that strict abstinence and
rigid asceticism could be broken by periods of licentious orgies,
often of homoerotic character, that is, a form of sexuality not
leading to offspring. But more often than not the goal is a total
renunciation of all sexual life, based on the idea of the sex
drive as the source of moral destruction. A well-known group are
the so-called Khlysty (the flagellants), who like the flaggelants
of the middle ages whipped themselves to exhaustion in order to
drive evil desires out of their bodies. They beat themselves,
we are told, with iron chains and the blunt end of an ax, they
slashed themselves with knives and they hit themselves with heavy
balls, while reciting pious prayers to Jesus.
They saw themselves as successors of Christ, and preferred to
be called Khristy (Christs) rather than Khlysty, their exalted
self-tormenting being a desperate attempt to imitate the Bible
s asexual, celibate Savior.
Their self-tormenting did not, however, always have the
desired effect. It was observed that, far from suppressing desire,
the cultic mass whipping could lead to desires being reignited
and degenerating into wild orgiastic rituals. Consequently
they searched for other, more effective strategies for subduing
the flesh, and thus the Skoptsy or castrates originated, a sectarian
movement which came into existence at the end of the 1700 s.
For the Skoptsy whipping was no longer a sufficient means against
sexuality and its fatal implications. Self-castration became,
in all its frightening efficiency, the only truly lasting solution,
the only sure path to the realm of immortality.
Tales of the castration ceremony relate that the cultic
surgery was performed with a cutting instrument or a red-hot iron,
in other words, a sort of baptism by fire. Through this baptism
the newly initiated or neophyte is led into his new existence,
into the mystery society. The fact that such horrible rites were
possible at all is connected to the belief that external sexual
attributes were the dwelling places of death and the devil. The
testicles were thus considered the keys to hell, while the penis
was the key to the abyss.
By removing these body parts, one could follow the words of Jesus
and enter into his world. As it is written in the gospel according
to Matthew (19:12) and there be eunuchs, which have made themselves
eunuchs for the kingdom of heaven s sake.
The Skoptsy often emphasized how light they felt after
castration. A burden was gone and they moved like flying, heavenly
beings. For example, one Skoptsy expressed it in this manner,
in an attempt to convert a traveler visiting his village: Uncle!
It is much too heavy for you to carry, you must castrate yourself.
Being a castrate is so good, it makes it so easy to walk...
Similar ways of speaking are used by the very first Skoptsy, in
1769, when trying to convince his son to undergo the cleansing
baptism: Don t be afraid, my son, you will not die, but your
soul will rise again, and all will be easy and joyful. You will
fly as on wings, the spirit will take its abode in you, and your
soul will become new.
This should indicate that the individual, when it rids
itself of external sexual attributes, ceases to be touched by
the animalistic sexual struggle and becomes a free creature. In
this respect we have a movement from sexual difference to radical
indifference. Through this sexual indifference the spiritual ego
is offered a new chance, a new resurrection. This new human being
belongs neither to the one sex or the other; it can perhaps be
understood as a kind of asexual neuter gender. Important role
models for the Skoptsy were typically the chaste and sexually
ambiguous angels of the Bible, and the archangel Michael, who
according to Revelations (12:7) bridled the dragon or the old
serpent, became a guiding light for their lives. In line with
such ideals it was common, as a conclusion to the cultic castration,
to display the amputated genitals and say: See the subdued serpent!
After being thus subdued, the sectarian was back in what was thought
to be a primordial, childlike, and asexual state. Liberated from
desire, light and wonderful, the previous man has created for
himself a new universe, cleansed of women and sexuality.
Despite the resolute use of the knife and the brutal mutilation
that their rites involved, the Skoptsy rapidly gained many adherents.
Also among the female members of the sect one hears of ritual
sexual mutilation, so-called female circumcission or clitoridectomy,
often, and grotesquely enough, in a combination with the removing
of one or both breasts. Through this drastic act the woman s
body takes on a more neutral (or more masculine) look, whilst
the breasts, that is, the place that provides the newborn baby
with food, are destroyed. Thereby the woman s function in the
reproductive cycle is weakened.
Many perverse tales circulated about this type of cultic
surgery: One of them tells how the woman s breasts after amputation
were cut into small pieces, which were then served to the congregation
like the wafer during holy communion, in other words a perverse
travesty of the orthodox bread-breaking sacrament. Such extreme
forms say a lot about the deep traumas connected to sexuality
in the Russian tradition. The fear of the death which lurks in
the embrace of passion seems to have marked the Russians mentality
and character in a decisive way. The poet Vasilij Rozanov (1856
1919), who wanted to create an alternative to what he called
the hysterical and hyperbolic asceticism of Russian culture, once
put it like this: The terrible Skoptsyan spirit, the rejection
of the flesh, has suppressed the Russian people with a force that
the West can have no understanding of.
At the end of the 1800 s and the beginning of the 1900
s, in the Russian fin-de-siècle culture, issues related
to eroticism and death were of vital interest for intellectuals
and artists. The very same problems that dominated the sects thereby
became a central part of the discourse of Russian modernism, this
period being fundamentally colored by the sectarians experiences
and conceptions about sex. However, what the illiterate, primitive
Skoptsy quickly solved with a cut of the knife, the intellectual
elite try to solve through various theoretical strategies. For
them sexual mutilation is not a concrete reality, but is rather
conceived of metaphorically. Castration takes on symbolic forms,
allowing us to speak of an internalization of the Skoptsy s brutal,
external techniques. As mentioned earlier, a good example of this
is the late Tolstoj. Through a symbolic or mental castration he
rejects the destructive circle of sexual life in order to assure
the purity and salvation of his soul.
The Russian symbolists, the generation of poets who appeared
from the 1890 s on, were likewise affected by the Skoptsyan legacy.
Even though the solutions found by the decadent and refined
symbolists were different from Tolstoj s rigid moralism, they
are still driven by the same Skoptsyan ambivalence toward sex.
Besides, for literary symbolism the contemporary European sexual
debate also became important: in particular, impulses from Otto
Weininger s book Geschlecht und Charakter from 1903. Weininger s thesis, that all higher spirituality is bound
to masculine traits, while the woman is the locus of the low sexuality,
is a line of thought that was well known from the Russian tradition.
In addition Nietszche s theory of the dionysian and the
apollonian had a significant impact in Russian culture. The dionysian
and the apollonian are usually considered as two forces which
are in an interactive relation to one another. In Russia they
were most often considered as one force, as an indivisible union,
as two apparitions of the same basic phenomenon. Cosmos and
chaos are ambiguously tied to each other. Every beginning is at
the same time its own destruction. In the apollonian form there
is already the dionysian dissolution, and the dionysian will
always determine the relation. Dionysius is dangerous in Russia,
it was claimed, with an eye to the Russians intense attraction
to the destructive aspects of life, intoxication and sex.
Interpreted in this way, Nietzsche could contribute to supporting
the familiar conception that death lives in every new birth, in
every new becoming.
In the Russian turn of the century atmosphere we notice
a rebirth of the so-called neo-sectarianism. Here themes with
a basis in the life and belief of the sects were elaborated on,
such as in Andrej Belyj s novel The Silver Dove (Serebrjannyj golub ) from 1908 (dove was incidentally another name for Skoptsy). The Skoptsy s ideal,
the sexually neutral individual, is however transformed in the
hands of the symbolists into the androgynous individual. This
androgynous culture involves at the same time a specific marginalization
of heterosexual love, leading to a traditional devaluation of
female sexuality. In the symbolists texts and theories we find
an unusually clear divide between the woman as madonna and whore,
and it is the woman as madonna, as spirit and ideal, that we see
exalted. The other side of the ideal, the erotic, sexually active
woman, the fascinating seductress, is connected with the underworld,
chaos and death.
For the development of the symbolists bisexual theories,
the neoplatonian philosopher Vladimir Solov ev (1853 1900) is
important. Symptomatic for his negative view of traditional sexual
life is his conception of men s sexual intercourse with women
as necrophilia.
He thus implies an analogy or a similarity between sex and death.
The lethal Eros, who forces people to reproduce themselves like
soulless animals, can only be conquered through androgyny. Through
once again becoming one sex, we avoid the scourge of sexuality,
the demonic urge for sex and the other.
Similar androgynous thoughts were developed by Nikloaj
Berdjaev (1874 1948), who regarded the bisexual indi-vidual as
the only really divine one. Berdjaev s metaphysical hope is that
human beings someday will liberate themselves from the sexual
act, from death and birth. Art and the creative life will in the
future conquer sexuality. A new order will be established in which
the ambivalent relation between love and death is elevated to
a model of harmony.
In these utopian thoughts we recognize Tolstoj and the Skoptsy
s longing for the end of humanity in its present form. It is
however unclear how Berdjaev actually imagines this asexualized
society or this new paradise.
In Russian symbolism one can claim that androgyny becomes
a central cultural ideal. It is still important to emphasize that
this highly speculative, androgynous striving was not (primarily)
directed toward man s union with woman as a bodily, reproductive
creature. It is on the contrary the spiritual, sophiological dimension
of the female that is brought forth, that is, woman as a representative
for divine holy wisdom, Hagia Sofia. Man as Logos is united with
woman as Sofia in an asexual androgynous structure. Not surprsingly
in this hermaphroditic tradition Christ becomes a paradigm of
the androgynous personality. The idea of Christ s ideal bi-sexual
nature was in general very strong in symbolism, and it is a theme
that recurs again and again. In the symbolist literature the Christ
figure is depicted as extremely ambiguous, an enigmatic synthesis
of male and female traits, as we see in Aleksandr Blok s famous
poem The Twelve (Dvenadcat ) from 1918.
The turn of the century attempts to rework the issues concerning
gender, sex and death have a further repercussion in the Russian
literary avant-garde from 1910 on. Here the symbolists anxious
relation to sex, birth and reproduction surfaces in an almost
shocking way, as in the revolutionary poet Vladimir Majakovskij.
When in one of his texts he exclaims I love to watch when children
die (ü
β·Î˛ ÒÏÓÚ�ÂÚ¸
Í !Í ÛÏË� !˛Ú
0ÂÚË) we find the same
attitude toward offspring as observed in the spiritual Skoptsy
Tolstoj.
Children are really an expression of the end of life. They call
forth associations to one s own mortality, and therefore it is
pleasing to Maja-kovskij every time this fountain of death dries
out. The unity between the life instinct and destruction, between
creation and downfall, can hardly be expressed more provokingly.
In cases like this a darkened humanism or a twisted humanism,
has gained ground also among the Russian revolutionary elite.
As we have argued, in Russian culture we can speak of an
intertwining of love and death, in which the urge of the flesh
is always an urge toward destruction. Destruction and creativity
are two facets of the same principle. This Russian idea can
in an intriguing manner have contributed to the development of
psychoanalysis in Europe through the Jewish-Russian psycho-analyst
Sabina Spielrein, who was a student of (and for a time the lover
of) Carl Gustav Jung. Spielrein develops in her work Die Destruktion
als Ursache des Werdens from 1912 a stirb und werde model
in which destruction becomes pregnant with creation.
She thus comes close to a certain instinctual monism, where the
death instinct is seen as an aspect of the life instinct. Freud,
who for a while was Spielrein s advisor, received decisive impulses
from her works on the death instinct. In his book Jenseits
des Lustprinzips s(1920) he worked
out his own version of this, the doctrine of Thanatos, at the
same time as in a footnote admitting that Spielrein had anticipated
essential ideas concerning the death instinct.
In Freud, however, these ideas are transformed into an instinctual
dualism, where the death instinct becomes an equally fundamental
force in human life as the instinct toward life and love. But
Thanatos and Eros (or libido) remain two independent forces standing
in a varying relation of tension to one another. Consequently
it cannot be said that Freud has continued Spielrein s insistence
on creation and death as two sides of the same basic phenomenon,
a way of thinking deeply anchored in Russian religious and intellectual
tradition. The ambiguity so characteristic for the Russian mentality
is thus lacking in Freud s interpretation. Perhaps it is precisely
this ambivalent and Russian aspect Freud alludes to when he,
in spite of his admission of his debt to Spielrein, emphasizes
that her theories still are not completely comprehensible for
him ( für mich leider nicht ganz durchsichtige ).
Moreover Freud s solution to the problem of sexuality
is also quite different from the one found in the Russian cultural
context we have examined today. What Freud wants is to liberate
human beings from the angst connected to sexual life. This leads
him to a reappraisal of the natural and to a battle against culture
s suppressing of the instinctual. What we have heard in
this talk about the ascetic Skoptsyan spirit in Russian tradition
indicates that we here have to do with a completely contrary project:
The extreme anxiety here connected to the body and to sexuality
results in a radical sexual asceticism. The inherent coupling
of love to destruction can only be done away with by subduing
our animalistic nature and cultivating it through rigid, disciplined
techniques. The death which is hidden in the embrace of Eros is
so dangerous for the moral existence of human beings that only
sexual mutilation can be an effective counterstrategy: Only through
castration (whether it is physical or spiritual in nature) can
we disrupt the instinctual cycle and fly as pure angels into the
realm of freedom.
***