NOVALIS COMBINATORIAL POETICS
Louise Fabian
Die Combinatorische Analysis
führt auf das Zahlenfantasiren und lehrt die Zahlen compositionskunst
den mathematischen Generalbaß. (Pythagoras, Leibnitz.)
Die Sprache ist ein musikalisches Ideen Instrument. Der Dichter,
Rhetor und Philosoph spielen und componieren grammatisch.
Novalis
The encyclopaedic project
and the romantic aesthetic
Friedrich von Hardenberg (1772-1801)
is mostly known under the pseudonym Novalis as a poet and a philosopher.
But beside his philosophising and his literary writing Novalis
also intensively studied a variety of fields in the natural sciences.
From 1798-99 Novalis studied at the Freiberger Bergakademie. Alongside
subjects concerning mineralogy and mining Novalis studied chemistry,
physics, mathematics and medicine.
Novalis'
epistemological considerations form a basis for a creative adaptation
of concepts taken from the natural sciences. In this process of
adaptation a poetological reinterpretation of scientific concepts
takes place. At the same time scientific concepts from chemistry,
physics, mathematics and mineralogy leave traces in his epistemological
and poetological considerations and terminology.
My
motivation for the following work has been a desire to research
in which manner philosophical, scientific and poetological modes
of thought reciprocally inspire each other in the works of Novalis.
With the purpose also of characterising Novalis own writing
praxis, which I will call his combinatorial poetics, I will examine
how he links together language, music and mathematics.
Novalis' corpus of texts
dealing with the natural sciences is composed to a large extent
of excerpts of and comments on other scientists' works. It is often difficult to
determine where Novalis paraphrasing stops and his own independent
reflection and critical adaptation begins. Novalis originality
lies amongst others in his attempt to bring together the different
fields in an encyclopaedic dialogical reflection. This attempt
is made primarily in Das Allgemeine Brouillon (from now on refered to as AB). AB is made up of a collection
of 1151 texts. Some of these are merely short notes, others longer
discourses. AB alternates between a systematic discipline and
an apparently playful series of associations. AB has the subtitle Materialien zur Encyclopädistik. Already the choice of the word Materialien reveals
that the work consists of provisional outlines for an encyclopedic
project.
The
word encyclopedia has its origin in the Greek expression enkyklios
paideí meaning general learning. AB considers themes
of mathematics, epistemology, physics, chemistry, mineralogy,
medicine, psychology, sociology, moral philosophy, history, politics,
poetics, music, aesthetics, even heraldry and the monetary system. Novalis interest spans the
different sciences methodology and process of cognition. In the
encyclopedic project the different sciences are ideally supposed
to rest on the same foundation. The goal of AB is to constitute
the science of science. One of the premises for Novalis encyclopedic
project is the assumption that every individual science bears
the seeds of the joint sciences. Novalis speaks repeatedly about
a Potensierung and Poetisierung of the individual sciences.
In mathematics the concept potenzieren refers to the process
of multiplying a number with itself one or more times. That science
should be multiplied with itself such that it becomes the science
of science is a gesture that is repeated in Friedrich Schlegels (1772-1829) claim that
poetry should be zugleich Poesie und Poesie der Poesie and
in Novalis term Logologie . The pattern of this self-reflexive
mode can already be found in the explicit intention expressed
in Johann Gottlieb Fichte s Wissenschaftslehre of being the science
of science ( die Wissenschaft von der Wissenschaft überhaupt
). In this gesture Fichte
(1762-1814) understood himself as thinking in the tradition of
Immanuel Kant. (1724-1804) Kant claimed that attention must be
turned towards the conditions that make knowledge possible at all. Kant differentiated between our
experience of the object and the transcendental conditions for
something being experienced as an object. By giving Romantic poetry
the predicate 'transcendental', Schlegel expresses
the intention that the Romantic writing in the tradition of Kant
has to reflect the conditions of its own production. For Novalis
the qualitative quantum leap that characterizes the Romantic mode
is borne exactly by the afore mentioned term to square . Die
Welt muß romantisiert werden. So findet man den ursp[rünglichen]
Sinn wieder. Romantisieren ist nichts, als eine qualit[ative]
Potenzierung. (Novalis bd. 2 p. 334 nr. 105).
The
encyclopedic project can be seen as subscribing to the Romantic
aesthetic and poetology as it is propagated by Schlegel in the
famous Athenäum fragment 116:
Die romantische Poesie
ist eine progressive Universalpoesie. Ihre Bestimmung ist nicht
bloß, alle getrennte Gattungen der Poesie wieder zu vereinigen
und die Poesie mit der Philosophie und Rhetorik in Berührung
zu setzen. [...] Die romantische Dichtart ist noch im Werden;
ja das ist ihr eigentliches Wesen, daß sie ewig nur werden,
nie vollendet sein kann.
Schlegel
announces the utopia of the early German romantics as that of
bringing together politics, natural science, religion and art
in a progressive universal poetry (Progressive Universalpoesie).
Poesie appears as the modality that can bring together that
which is split. Novalis writes Durch Poesie entsteht die Höchste
Sympathie und Coactivität, die innigste Gemeinschaft des
Endlichen und Unendlichen (Novalis bd. 2 p. 322 nr. 31)
Schlegel
and Novalis repeatedly reflect on a possible form that is potentially
able to realise the demand of a romantic aesthetic. The ideal, not yet realised form
is often referred to as the novel or as a romantic book .
Like the Athenäum fragments and the Lyceum fragments a number
of the fragments in AB contains considerations as to
which aesthetic form romantic writing should take in order to
live up to the ideal of Universalpoesie . The fragments relate
to this ideal by being fragments of that, which, by definition, can only be in the making. Novalis repeatedly
uses the word Bible to describe his encyclopedic project. Mein
Buch soll eine scientifische Bibel werden - ein reales
und ideales Muster - und Keim aller Bücher (my underlining;
Novalis bd. 2 p. 599 nr. 557). In the above quotation the romantic
imperative Soll werden is activated. The Romantic modus soll
werden is hypothetical, imperative and hyperbolic. The crowning
feature is Novalis statement that Die Welt muß romantisiert
werden (Novalis bd. 2 p. 334 nr. 105), but language too must
wieder Gesang werden. The formulated intention, that language
must be turned in to song, is interesting to note in relation
to Novalis repeated stressing of the inherent similarities between
music and language. (I will comment on this connection later.)
The romantics dreamed of representing the unrepresentable.
The only way they could deal with this unrealizable goal was to
present it negatively, as being unrepresentable. Novalis writes:
Wenn der Caracter des gegebenen Problems Unauflöslichkeit
ist, so lösen wir dasselbe, wenn wir seine Unauflöslichkeit
darstellen (Novalis bd. 2 p. 613 nr. 612). With a romantic sense
of the paradoxical one could say, that the truly romantic work
is the absence of the work. Schlegel and Novalis examine possible
rhetorical strategies to compensate for the impossibility of representing
the absolute. Schlegel, with whom Novalis was in close contact,
reflects this in his elaborations on the redefinitions of irony,
allegory and Witz .
Schlegel
reflects the impossibility of representing the absolute in his
announcement of romantic irony as rhetorical strategy. Schlegel
writes on irony that: Sie enthält und erregt ein Gefühl
von dem unauflöslichen Widerstreit des Unbedingten und des
Bedingten, der Unmöglichkeit und Notwendigkeit einer vollständigen
Mitteilung (Friedrich Schlegel bd. 1 p. 248 nr. 108). The exemplary
model for Schlegel s reflections on the term irony is Socrates.
In the Socratic dialogue Schlegel finds a classic example of a
process of thinking in which the answer to one question leads
to the next question in what is principally an infinite process.
Schlegel stresses that this process aims at a higher target -
a target that is unknown to the reader (the pupil in the Socratic
dialogue). Socrates irony lives in the breadth of his vision
of the process and his restrained unstated certainty as to its
final goal. Plato s dialogues end in unresolved silence (gr.
aporia). Language is in the end insufficient. Socrates
can lead the pupil to a certain point, but the possibility of
realising the final insight is left to the pupil. Parallel to
this, the romantic fragment
ends in an incompleted questioning silence that ideally points
towards the unachievable absolute. The irony s unending hovering
between construction and deconstruction should, seen from an ideal
point of view, create an unending movement that remains silently
pointing to an unachievable goal.
Irony
as a critical strategy reflects the subject s view as being final
and limited. But at the same time it has a progressive potential
in its pointing beyond the single horizon. In its form irony reflects
the dilemma between on the one hand the knowledge of the consciousness
of the single subject being fragmentary and conditioned and on
the other the longing for the absolute. The reader of Das Allgemeine
Brouillon has to keep the romantic irony
in mind, in order to understand how the work s claimed correspondences
might be understood. Novalis outline of a romantic encyclopedia
is structured as a prelude, whereby it places itself in a romantic
ironic aesthetic, according to which thinking is always in the
process of becoming.
Being and Signifying
Since G. W. F. Hegel
s (1770-1803) critique of the Romantics it has been a widespread
simplification that the Romantics broke with Fichte simply by
using his philosophical principals in relation to art. This misunderstanding
has contributed to Schlegels and Novalis work almost exclusively
being understood in terms of an aesthetic viewpoint. The Romantic
research of the last decades, thanks to a large degree to the
work of Manfred Frank, dealt with this and pointed out that Schlegel
and Novalis - from the perspective of an immanent critique of
Fichte s idea of the absolute I - develop a new conception of
transcendental philosophy.
German
Idealism tried to redefine reality as a system. Karl Leonhard
Reinhold (1758-1823) formulated the first assignment that should
be decisive for German Idealism - to search for an absolute principle
that could explain reality as a system. Reality is conceived as
saturated with this principle. Kant had described reason as a
systematic attribute that strives towards unity and order. Inspired
by Kant it was also a system of reason - with absolute reason
as the acting principle - the German Idealists tried to work out.
Kant had also claimed that a determination of reality as a totality
could never be given in experience and thereby that a determination
of reality as a system was merely a regulative idea.
According
to Schlegel the idealist ambition to conceive reality as a system
is impossible because it presupposes that the absolute can be
grasped by the subject. Schlegel writes in Athenäum fragment
53: Es ist gleich tödlich für den Geist, ein System
zu haben, und keins zu haben. Er wird sich also entschliessen
müssen, beides zu verbinden. (Schlegel bd. 2 p. 109 nr.
53) Novalis places himself in an ambivalent relation to the search
for the system, as does Schlegel. The primary difference between German Romanticism
and Idealism consists in Idealism having a concept of consciousness
as a self-sufficient phenomenon,
that through its own power is able to make its own conditions
tangible, whereas the early German Romantics maintain that self
consciousness is founded in an unattainable transcendental foundation,
that cannot be made accessible to the conditioned consciousness.
The
absolute foundation is in the terminology of Novalis also named
Seyn or das Unbeschränkte .
Knowledge,
according to Novalis, originates in the I s reflective relation
to the absolute being. The I is a part of, but not equal to absolute
being. Novalis writes in Fichte-Studien
Was für eine Beziehung
ist das Wissen? Es ist ein Seyn außer dem Seyn, das doch
im Seyn ist.
/Theilen - vereinen/
Das Bewußtseyn
ist ein Seyn außer dem Seyn im Seyn.
Was ist aber das?
Das
außer dem Seyn muß kein rechtes Seyn seyn.
Ein unrechtes Seyn außer dem Seyn ist ein Bild -
Also muß
jenes außer dem
Seyn ein Bild des Seyns im Seyn seyn.
D[as] Bewußtseyn ist folglich ein Bild des Seyns im Seyn.
Nähere Erklärung des Bildes./ Zeichen/ Theorie des
Zeichens.
/Theorie der Darstellung
oder des Nichtseyns im Seyn, um das
Seyn für sich auf
gewisse Weise da Seyn zu lassen (Novalis bd. 2
p. 10)
The I experiences itself
as mere picture of being, as only a sign of being. Because the
I is nothing more than a picture of being, Novalis is able to
call it non-being (Nichtseyn). The I is for Novalis defined
by its lack of being.
That
the I experiences itself only as a representation of being leads
to its finding itself in a longing for its own absolute reason.
Novalis identifies in Fichte-Studien this search for absolute
reason as being the core problem philosophy is dealing with:
Filosofiren muß
eine eigne Art von Denken seyn. Was thu ich, indem ich filosofire?
Ich denke über einen Grund nach. Dem Filosofiren liegt also
ein Streben nach dem Denken eines Grundes zum Grunde (Novalis
bd. 2 p. 180 nr. 566).
But
the single human being, caught in the finality of its own perspective
is unable to assume Gods point of view . The reflection -
in its being only a reflection - is unable to define its own absolute
foundation. Novalis continues: Dies uns gegebne Absolute lässt
sich nur negativ erkennen indem wir handeln und finden, daß
durch kein Handeln das erreicht wird, was wir suchen (ibid.
p. 181).
Of
the primordial foundation we can have no knowledge. But Novalis
points to another faculty alongside knowing namely Gefühl
(feeling). Via reflecting on what is given to us in Gefühl
we can logically reconstruct the necessity of the absolute foundation.
Novalis describes a reciprocal dependence between Gefühl
and reflection. Reflection is described as a mirroring: Das
erste Bezeichnende wird unvermerkt vor dem Spiegel der Reflexion
sein eignes Bild gemahlt haben, und auch der Zug wird nicht vergessen
seyn, daß das Bild in der Stellung gemahlt ist, daß
es sich selbst mahlt (Novalis bd. 2 p. 15 nr. 11). But the mirror
reveals the reflected reversed. Novalis uses the mirror image
to describe the relationship between the conditional and the unconditional
as it is experienced by the individual. Novalis maintains that
in Gefühl absolute being is in a sense revealed, that
is to say a movement from the unconditioned to the conditioned
takes place. (Novalis bd. 2 p. 19-20, nr. 17) But in reflection
this movement is experienced in reverse. In the finite consciousness
of a person it is as if this movement goes from the conditional
to the unconditional: Sobald das Absolute, wie ich das Ursprünglich
Idealreale und realideale nennen will, als Accidens, oder halb
erscheint, so muß es verkehrt erscheinen das Unbeschränkte
wird beschränkt et vice versa (my underlining; Novalis
bd. 2 p. 19 nr. 17). I have earlier pointed out that Novalis describes
philosophical thinking as a never ending search, but in the horizon
of Novalis this search also becomes a search home - a search
back to the lost identity, even though this identity was never
realised in the individual human being.
The
earlier philosophy of Novalis revolves around consciousness
lack of ability to reflexively access its own absolute fundament.
The only way the finite I can grasp its own absolute being is
by understanding itself as a sign of it. The next step in this
line of thought is that the finite I itself plays the role as
the constructor of meaning. The I produces its own relation to
the absolute being in that it understands itself as a sign. The
words Repraesentation and Darstellung play a very important
role in the thinking of Novalis. Being can only be experienced
if it is presented as signs in time and space. As Novalis writes
in the beginning of Fichte-Studien: Wir verlassen das
Identische um es darzustellen (Novalis bd. 2 p. 8 nr. 1). Consciousness
is described as stated above, as a picture of being in being.
The consciousness of the I realises itself in the construction
and use of pictures and signs. Inspired by Fichte, Novalis imagines
that the I is first realised in the determination of the non-I
(In the following quote Novalis uses the term non-I in accordance
with Fichte, although it must be kept in mind that the empirical
world has a complete other status in Novalis). To achieve representation
the I and the surrounding empirical world are in a reciprocal
dependency on each other:
Deutlich wird etwas nu[r] du[rch]
Repraesentation. Man versteht eine Sache am leicht[este]n, wenn
man sie repraesentiert sieht. So versteht man das Ich nur insofern
es vom N[icht] I[ch] repraesentiert wird. Das N[icht]I[ch] ist
das Symbol des Ich, und dient nur zum Selbstverständniß
des Ich. So versteht man das N[icht]I[ch] umgekehrt nur insofern
es vom Ich repräsentiert wird, und dieses sein Symbol wird.
(Novalis bd. 2 p. 478 nr. 49)
One of the most difficult
notions of Novalis thinking is contained in the question of
how Novalis attempts to unite an idealistic and a realistic approach.
Novalis calls in Fichte-Studien the absolute: das Ursprünglich Idealreale und Realideale.
In order to obtain representation the I and the non-I are reciprocally
dependent on each other. Novalis attributes new meaning to the
old philosophical and theological idea that the I is unable to
create something out of nothing. There has to be a something available
providing the material of recognition: Es muß ihm alles
Gegeben werden - Aber es kann
nur ihm etwas gegeben werden und das Gegebene wird nur durch Ich
etwas. (Novalis bd. 2 p. 185). The consequence of this premise
is, that it places the experiencing individual in an internalising
relation to the external world.
The
spirit ( Geist ) will determine that which affects it. It wants
to make that which is foreign its own. In this determination language
plays a defining role. Words, signs and letters are the tools
of the determining subject. The famous first Blütenstaub-fragment
Wir suchen überall das Unbedingte,
und finden immer nur Dinge (Novalis bd. 2 p. 226 nr. 1) speaks
not only of the infinite search, it can also be interpreted as
an assertion that people realize themselves in their turning towards
the world: In der Welt muß man mit der Welt leben (Novalis
bd. 2 p.221 nr.12) as Novalis in Kant-Studien would have it. The I that imagines
itself as productive becomes the dynamo in Novalis understanding
of Poesie as a creative activity.
The musicality of
thinking.
When thinking is described
as the use and production of signs, language as a consequence
hereof takes on a very central and important role. Der Mensch
spricht nicht allein - auch das Universum spricht - alles spricht
- unendlichen Sprachen/ Lehre von Signaturen. (Novalis bd. 2
p. 500 nr.143) Not only the human being but the whole universe
speaks. It could be tempting to interpret such a statement as
a symptom of a nature-mystic tendency in the thinking of Novalis.
No doubt this tradition is also present in the thinking of Novalis.
But it is here that the theory of being and sign developed in
Fichte-Studien must be kept in mind.
In Fichte-Studien Novalis described, how every being, that is not the absolute
being, relates to the absolute being as the sign to the designated. Everything in the world
is a sign of the absolute being and can be read as such.
A
potential tension can be registered in Novalis reflections on
language, between on the one hand a neoplatonic sensibility for
a communicating world and on the other hand a description of language
as an act and as an arbitrary system of signs. Die ganze Sprache
ist ein Postulat (Novalis bd. 2 p. 347 nr. 141) writes Novalis
in Vorarbeiten from 1798. One of the differences
between Novalis and the medieval mysticists is obviously that
for Novalis the signs are dependent on recognization by the deciphering
subject. When Novalis gives expression to the idea of a speaking
universe in the above quote he places himself in a long tradition.
The metaphor the book of Nature had its time of greatness from
the late Middle Ages up to Enlightenment. This metaphor carries
with it a heavy theological inheritance in the form of the idea
that human beings are able to see signs of Gods existence and
capabilities in his creation. The following introduction to Die
Lehrlinge zu Sais can illustrate how this tradition is present not least
in Novalis literary works.
Mannichfache
Wege gehen die Menschen. Wer sie verfolgt und vergleicht, wird
Wunderliche Figuren entstehen sehn; Figuren die zu jener großen
Chiffernschrift zu gehören scheinen, die man überall,
auf Flügeln, Eierschalen, in Wolken, im Schnee, in Krystallen
und in Steinbildungen, auf gefrierenden Wassern, im Innern und
Außern der Gebirge, der Pflanzen, der Thiere, der Menschen,
in den Lichtern des Himmels, auf berührten und gestrichenen
Scheiben von Pech und Glas, in den Feilspänen um den Magnet
her, und sonderbaren Conjuncturen des Zufalls erblickt. In ihnen
ahndet man den Schlüssel dieser Wunderschrift, die Sprachlehre
derselben.... (Novalis bd. 1. p. 201)
In terms of my focus it is worth
noting to what degree elements from the scientific endeavours
of the time show up in the series of speaking signatures: Ernst
Florens Friedrich Chladni s sound figures ( berührten und
gestrichenen Scheiben von Glas und Pech ), magnetism ( in den
Feilspänen um den Magnet her ) and mineralogy ( Im Innern
und Äußern der Gebirge , Kristallen , Steinbildungen
). These are all areas of the natural sciences that had the attention
of philosophical and aesthetic thinkers of the time.
Chladni
s sound figures are a characteristic example of the dialogue
that takes place between scientific, philosophic and aesthetic
considerations. Chladni (1756 1827) was an acoustic theoretician
and inventor of musical instruments. He covered a metal plate
with a layer of sand and send vibrations through the plate with
a violin bow. By pulling the bow against the edge of the plate
static electricity is produced. The vibrations shake the sand
away from the areas of the plate that are in motion and place
it in areas of stillness, whereby geometrical patterns are formed.
Chladni was a great inspiration to the Romantics. The sound figures
were interpreted as a sign that also nature was musical - a tangible
confirmation that God s creation was made up of signs, language
and text. The discovery of sound figures was in aesthetic theory
claimed as a confirmation that there was a fundamental kinship
between the signs of nature and those produced by man. One of
the fascinating things about the sound figures was that they seemed
to be able to make the auditory visual. The acoustic beauty seemed
to be reflected in the harmony of the sound figures and they became
a symbol of the pleasurable sound the ear is able to receive.
To
Novalis the sound figures were attractive not least because they
united a sound tonality and a mathematically geometrical figure.
Since early history we have known of a concept of music as the
essence of the physical world and of the beauty of music as
an expression of heavenly harmony. Novalis is fascinated by the
structural similarity he registers between music, mathematics
and language. Novalis repeatedly speaks of language, philosophy
and mathematics as having rhythm, tone, beat etc.
In
the poetics of the 18th century one can observe a shift from Ut
pictura poesis
to Ut musica poesis. By being connected to music the poetic sign is placed
in a temporal structure, whereby it is made dynamic instead of
static. Novalis accentuation of the musicality of thinking and
of the musicality of language implies a new understanding of what
kind of truth language can express. In the second half of
the 18th century one can observe a shift from an understanding
of language as a symbolic representation of preconstructed objects
to an understanding of language as playing a much more active
role in the construction of meaning. This shift has to be seen
in relation to Kant s analysis of the subject s active role
in the construction of judgements. But Schlegel and Novalis also
transgress Kant in their celebration of the constructing role
of language. The constructing language user is in the perspective
of Schlegel and Novalis the single individual (often represented
by the poet ), whereas Kant speaks of das allgemeine Subjekt
.
Novalis
does not involve himself with any form of interpretation of musical
works. Music appears in his thinking via the predicate musical
that is given to language and mathematics. Novalis is interested
in the mathematical construction and tonal qualities of the musical
material. In Monolog Novalis compares language
with mathematical formulas.
Wenn man den Leuten nur
begreiflich machen könnte, daß es mit der Sprache wie
mit den mathematischen Formeln sei - Sie machen eine Welt für
sich aus - Sie spielen nur mit sich selbst, drücken nichts
als ihre wunderbare Natur aus [ &] So ist es auch mit der
Sprache - wer ein feines Gefühl ihrer Applicatur, ihres Takt,
ihres musikalisches Geistes hat, wer in sich das zarte Wirken
ihrer innern Natur vernimmt, und danach seine Zunge oder seine
Hand bewegt, der wird ein Prophet sein (Novalis bd. 2 p. 426).
According
to the above quotation mathematics and language each construct
their own world, where the meaning of each sign is dependent not
on referring to anything outside the system but rather on its
relationship to the other signs within the system. The principle
of creation of meaning is difference. A is A because it is not
B, C or D. (Novalis bd. 2 p. 347 nr. 141).
This
concept of difference as the meaning creating principle must be
kept in mind when one wants to understand what Novalis means by
the rhythm of thinking:
Alle
Methode ist Rhytmus. Hat man den Rhytmus der Welt weg - so hat
man auch die Welt weg. Jeder Mensch hat seinen individuellen Rhytmus.
/ Die Algeber ist die Poësie. / Rhytmischer Sinn ist Genie./
Fichte hat nichts, als den Rhytmus der Philosophie entdeckt und
Verbalacustisch ausgedrückt (Novalis bd. 2 p. 544 nr. 382).
Without rhythm no thinking
- that is the claim of the quotation. The rhythm links moments
whereby the individual moment gets meaning from its relationship
to other moments. According to Novalis rhythm is a decisive principle
in the creation of meaning not just in music but also in language
and in thinking as such. Rhythm constitutes the difference between
chaos and order. As stated earlier in Fichte-Studien Novalis developed the
thesis that to be grasped, being has to appear as signs in reflection.
Music is the art form of time. Without time a collection of signs
cannot be accumulated - and thereby no music or thought.
Novalis combinatorial
poetics
Novalis understanding
of the musicality of language has consequences for his own use
of language. I will suggest and examine the thesis that it is
the discovery of a rhythmic combinatorial principle in thinking
that Novalis consciously works with in his elaboration of AB.
Novalis is an experimental thinker. He experiments in the
same way as an alchemist and the modern equivalent the chemist,
with his material. The alchemist tries to mix different materials
in different proportions and under different conditions in the
hope of making gold. The chemist analyses substances by observing
how they react together under different conditions. Novalis experiments
with words. Novalis text is a chemical laboratory where the
compositions in different areas of knowledge and experience are
being examined by observing how they react to one another.
In
his time at Freiberger Bergakademie the theory of chemistry attracted
his attention and concepts taken from chemistry influenced his
thinking and not least his vocabulary. The problem that chemistry
worked most closely on in the 17th and 18th century was an explanation
of the process of combustion. Antoine Laurent Lavoisier (1743-94)
discovered the primary role of oxygen in combustion and in other
chemical reactions, whereby he contributed to the development
of chemistry as a modern, experimental science. The discussions
around the shift in theory from G. Stahl s theory, that when
a substance burns it released a substance called flogiston (Zymotechnia
fundamentalis 1697) to Lavoisiers theory of combustion (1777)
was of great inspiration to Novalis. The theorie of combustion
was applied by Novalis not only to fields within the natural science
but also to disciplines such as history and psychology. Novalis
writes for example Der Proces der Geschichte ist ein Verbrennen
and another place: Der Geist ist das Oxigène des
Körpers - die Seele ist die
eindringende Basis des Oxigens (Novalis bd. 2 p. 553 nr. 409).
The
term combination is in the terminology of Novalis closely linked
to the term experiment. Any act of thinking is according to Novalis
an experiment in that it suggests hypotheses and postulates. In
the short text Dialog conversational partner
B expresses the necessity and productivity of hypotheses: Hypothesen
sind Netze, nur der wird fangen der auswirft (Novalis bd. 2
p. 434). Novalis himself makes
use of a hypothetic gesture in his invention of new areas of scientific
knowledge. The encyclopaedia should not just be a sidelined collection
of areas of knowledge but rather a synthetic connection of ideas
and concepts. Novalis hopes that the meeting between different
terms and ideas from different sciences will lead to new insights
- yes, even to new sciences. This motivation is expressed in his
inventive suggestions of a new concept for not yet existing sciences
such as poetische Psychologie , geistige Physik or pathologische
Logik . By using the rhetorical device contradictio in adjecto
in the naming of the new sciences apparently paradoxical areas
of experience are launched.
Any
act of thinking reaches out to the world in an experimental searching gesture. Novalis
partiality for the word Experiment must also be seen in the
light of the development of natural science in the period. The
scientific experiment plays a defining and legitimating role in
the development of modern science. Novalis explicitly lets the
experiment within the natural science act as a model for the experiment
inherent in any act of thinking. Ein gutes physicalisches Experiment
kann zum Muster eines innern Experiments dienen und ist selbst
ein gutes innres subj[ectives] Experiment mit. (vid.
Ritters Experimente) (Novalis bd. 2 p.625 nr. 647) The experiments
within science are linked to the productive activity of consciousnesses
in Novalis suggestion of an Experimentalphysik des Geistes
:
Algeber und combin[atorische] Analysis
sind durchaus kritisch. Die unbekannten fehlenden Glieder
findet man durch Syllogistik - Combinatorische Operationen
der gegebenen Glieder- (vid. Kants Verfahren - und mein Verfahren
bey d[em] oryktog[nostischen] System.) [...]
Eine sichtbare Architektonik
- und Experimentalphysik
des Geistes - Eine Erfindungskunst der Wichtigsten Wort und
Zeichen Instrumente läßt sich
hier vermuthen.
(Instrumente sind gleichsam reale
Formeln)
(Ihre W[issenschaft] ist eine Algeber
dcr Physik und Technologie.)
Zeichenflächenform(figuren)bedeutungskunst
(my
underlining; Novalis bd. 2 p. 625 -626 nr. 648).
Kant
s theory of knowledge is critical, in the sense that it turns
attention towards its own conditions. When the combinatorial,
analytical, experimental method in the quotation is given the
predicate critical, it happens with an intertextual reference
to Kant s critical philosophy. That thinking can be understood
as a provisional creative experiment is a gesture that is explicitly
led by Novalis back Kant and to Fichte s description of the absolute
I s positing activity.
Alles kann zum Experiment
- alles zum Organ werden. Ächte Erfahrung entsteht aus ächten
Experimenten. (Versuche sind Experimente) Fichte lehrt
das Geheimniß des Experimentirens - er lehrt Tatsachen
und Thathandlungen, oder wirkliche Sachen und Handlungen - in
Experimente und Begriffe verwandeln. (My underlining; Novalis
bd. 2 p. 630 nr. 657)
Novalis claim that
Fichte taught the art of experimentation is symptomatic of Fichte
s influence on the early German Romantics. From Kant German Idealism
inherited the problem of das Ding an sich . Fichte radicalises Kant s epistemology
by trying to delete the an sich dimension. In this ambition
he conceived himself as only fulfilling what Kant had already
started. Fichte claims that there are two forms of philosophy:
Idealism, that understands the object as a product of the intellect
and Dogmatism, that understands the object as existing outside
the subject. Fichte himself argues the Idealist position, in that
he understands reality as a product of the absolute I. Fichte
notes that logic has given us the law of identity A=A. But one
can not say A=A until A is posited by the subject. This observation
gives rise to Fichte s introduction of his decisive philosophical
concept setzen , to posit. If one
puts I in the place of A, i.e. I = I, one has captured what is
for Fichte the fundament of all thinking. The I posits itself
as a positing I. With Fichte the I is not a preceding substance
but instead an action ( Thathandlung ). Fichte writes in Grundlage
der gesammten Wissenschaftslehre 1794/5
Wir haben den absolutersten,
schlechthin unbedingten Grundsatz alles menschlichen Wissen aufzusuchen.
[ &] Er soll diejenige Thathandlung ausdrücken; die unter
den empirischen Bestimmungen unsers Bewust/seyns nicht vorkommt,
noch vorkommen kann, sondern vielmehr allem Bewustseyn zum Grunde
liegt, und allein es möglich macht.
This fundamental determination
of consciousness as action is what Novalis refers to when he claims
that Fichte teaches the art of experimentation. I have earlier
pointed out that for Novalis the activity of the determining subject
consists in the use of signs. The act of thinking whereby one
recognises and determines something as something is for Novalis
an act of combining and experimenting with words. Novalis is occupied
with the mathematical aspect of the combining activity. He is fascinated by the possibility of grasping an inner logic in the
outer world through combinations of letters and numbers. He thereby
places himself in a tradition that is known from the Pythagoreans,
alchemists and Cabbalists but also from Leibniz attempt to develop
a cosmic combinatorial analysis. Novalis is drawn to the creative
aspect of math. Already Kant had identified mathematics as a creative
activity. In the preface to the second edition of Kritik der
reinen Vernunft Kant writes:
Dem ersten, der den gleichseitigen
Triangel demonstrierte (er mag nun Thales oder wie man will geheißen
haben), dem ging ein Licht auf; denn er fand, daß er nicht
dem was er in der Figur sahe, oder auch dem bloßen Begriffe
ablernen, sondern durch das, was er nach Begriffen selbst a priori
hineindachte und darstellte (durch Konstruktion), hervorbringen
müsse & (B XI-XII; Kant KdrV p. 22)
In
Kant Novalis also finds a definition of consciousness as a synthetic
activity. Kant describes the synthetising activity of the mind
as a premise for the world to become intelligible for the subject.
Likewise
the identity of the subject -the Apperception depended on an
synthetic activity; die a n a l y t i s c h e Einheit der Apperzeption
ist nur unter der Voraussetzung irgend einer synthetischen möglich.
(KdrV p. 137 (B134)) In the horizon of Novalis the synthetic
activity is not only an activity of the mind, but radically conceived
as a potential tool for the writing, perceiving, creating activity
of the individual subject.
One
of the premises for the expectation that it is fruitful to create
connections between the concepts of different sciences can be
found in the expectation of analogies present in the world. The
concept of analogy plays an important role in the thinking of
Novalis. The seductive power of analogy is as old as seduction
itself. Thinking in analogies is known from the medicine of the
Middle Ages, where it is imagined that God communicates to people
via similarities inherent in the animal and vegetable kingdom.
God makes beans look like kidneys, thereby signalling that this
plant is good for kidney diseases. Metaphors likewise function
by claiming resemblance. By claiming my love is like a rose, I
transfer the qualities of the rose to my love. Analogy is consequently
a powerful element in thinking. As Michel Foucault, in Les
mots et les choses has drawn our attention to, people in western cultures orientated themselves
in the world through a cosmography based on analogies up to the
end of the 16th century. Knowledge of the cosmological
order rests on a registration and interpretation of signatures.
Novalis is inspired by the Hermetic tradition, particularly by
Paracelsus and Jacob Böhme. But the nature-mystic tradition
implies a cosmic coherence that one cannot attribute without reservations
to the thinking of Novalis. Novalis writes with a typical romantic
gesture that the correspondences are not , but that they shall
come : Der allgemeine innige, harmonische Zusammenhang ist nicht,
aber er soll seyn. (Novalis bd.
2 p. 680 nr. 885). The correspondences between the microcosm and
the macrocosm have to be understood within the previously mentioned
framework of the Romantics utopian figure soll werden . The
correspondences appear, according to the quotation, not realised
but only negatively as something that has yet to be realized.
The partiality for analogies must be seen in the light of Novalis
search for possible signs of a unity in nature. The analogies
can potentially be interpreted as signs of nature s hidden unity.
The concept of a postulated unity behind the infinite number of
single expressions functions as what Kant would call a regulative
idea. Nature s unity cannot be made into an object for experience,
but that does not hinder one to search for such a unity.
The
search for possible signs of a unity in nature found expression
in the looking for indices that there was no absolute distinction
between the organic and the inorganic. The Romantics were looking
for forms of transition between the kingdoms of nature. Novalis considered
the stone Karfunkel a borderline case as did Ritter the precious
stone Turmalin . Ritter argued by noticing that it was possible
to polarise this specific stone by heating it. That an object
could show sensitivity to electrical stimuli was a phenomenon
that caused great interest within the Romantic philosophy of nature.
As a consequence Ritter claimed, with a typical romantic hyperbole,
that surely the whole world worked as a turmalin.
The
great interest in electricity started with a pair of jerking frog
legs. Luigi Galvani (1737-98), Professor of anatomy at the University
of Bologna, conducted a number of experiments with frogs legs
where he noted that they kicked when connected to metal. He explained
this reaction as a product of animal electricity and claimed that
he had done nothing less than grasp the life force in all living
beings. In 1794 Alesandro Volta
(1745-1827) claimed to have repudiated Galvani s thesis by a
discovery of another form of electricity - contact electricity.
Volta was of the opinion that the movement in the frogs legs was
caused by the charge of contact electricity produced by two different
metals touching each other.
Ritter
is surely the physicist that has had the greatest effect on Novalis.
Ritter was the first person to produce empirical evidence for
the material causes of spontaneous production of electrical charges.
Ritter explained this galvanistic action as a result of chemical
processes and thereby claimed to solve the ongoing dispute between
Volta and Galvani. Ritter discovered that the electric power of
the Volta column is caused by a chemical process, that is to say
not merely by the contact between two metals as Volta thought.
Ritter claimed that the electrical current was caused by the actual
touching of different materials (organic or inorganic). Ritter
s explanation of the link of galvanistic current to chemistry
and thereby to Lavoisier s discovery of the role of oxygen in
chemical processes lays the basis for the enormous weight Novalis
places on Galvanism. Ritter s linking of Galvanism and chemistry
stimulated Novalis questioning to a possible source of activity
in nature, by opening up to a possible link between the organic
and inorganic. Ritter s Galvanism theory allowed Novalis not
only to bridge the organic and inorganic but also the material
and the spiritual.
Ritter sucht durchaus
die eigentliche Weltseele der Natur auf. Er will die sichtbaren
und ponderablen Lettern lesen lernen, und das Setzen der höhern geistige Kräfte
erklären. Alle äußre Processe sollen als Symbol
und letzte Wirkungen innerer Processe begreiflich werden (Novalis
bd. 2 p. 816 nr. 368).
We can conclude that
combination is for Novalis a speculative term as well as a practical
tool. Novalis writes in AB:
Manche mathem[atische] Aufgabe läßt sich nicht einzeln,
sondern nur in Verbindung mit andern - aus einem höhern Gesichtspuncte
- durch eine combinatorische Operation auflösen (Novalis
bd. 2 p. 597 nr. 549).
The quoted description
of the process in which something is elevated to a higher level
by being introduced in new connections reflects his hope for his
own praxis in AB. An alchemist s dream of making gold via new
combinations of that which is already at hand. That Novalis has
to kiss a large number of Galvanistic frogs in the process is
another case.
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